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4.9/5
122
Beginner
EnglishAML Foundations (ABC) for Funds & Trading
CPD-Certified Course - Foundational Knowledge: Dive deep into various financial crimes and predicate offences, building a solid understanding of the core issues.
- Risk Management Expertise: Master the nuances of risk evaluation and discover effective strategies for managing risks.
- Compliance Fundamentals: Learn the key components of compliance, including KYC, CDD, CIP, and more.
- Regulatory Insights: Gain a clear understanding of global and regional AML/CTF+ regulations and the role of regulators.
- Industry-Specific Focus: Explore the unique characteristics of the Funds & Trading sector, including its business dynamics and ML/TF risks.
- Ethics and Conduct: Build a strong foundation in ethical principles and best practices to uphold integrity in the field.
- Practical Skills: Apply AML/CTF+ concepts to real-world scenarios through practical case studies.
- Terminology Mastery: Enhance your fluency in the specialised language of AML/CTF+ professionals.
3 hours of on-demand video 
26 Submodules of reading material 
30 Assignments 
Final Exam 
8.15 CPD Credits 
26 Visual Schemes 
Certificate of Completion 
2 weeks – Recommended Learning Timeline 
Certify your employees with globally recognised AML certification. AML Foundations (ABC) for Funds & Trading is ideal for new hires, frontline staff, and professionals seeking a strong understanding of AML principles in asset management, investment funds, and trading environments. A structured, scalable, and cost-effective way to build essential compliance knowledge and ensure regulatory alignment across financial markets.
AML Foundation (ABC) for Funds & Trading Course Overview
Designed for those starting their journey in financial crime prevention, this course is your entry before CASS certification.
AML job market snapshot (LinkedIn) Source of data: LinkedIn Jobs · Last update: 23.12.2025 · Updated monthly
- 🇪🇺 European Union 11 707 open positions in total · 1 113 entry-level open roles · ≈ 3 610 remote open roles
- 🇬🇧 United Kingdom 3 704 open positions in total · 290 entry-level open roles · ≈ 683 remote open roles
- 🇺🇸 United States 1 834 open positions in total · 620 entry-level open roles · ≈ 124 remote open roles
- 🇦🇪 UAE 235 open positions in total · 40 entry-level open roles · ≈ 45 remote open roles
Overall, the data shows a consistently strong demand for AML for Funds & Trading and financial crime professionals across major markets. Thousands of open roles are currently available in the EU, the UK, the US, and the GCC, with a steady share of entry-level and remote positions supporting both new entrants and experienced specialists.
The AML Foundations (ABC) for Funds & Trading course is designed to introduce you to the core principles of anti-money laundering, counter-terrorism financing, and other financial crimes (AML/CTF+).
- Comprehensive Overview of Financial Crimes: Examine financial crimes and predicate offences, delving into motivations, techniques, and consequences.
- Risk Management Fundamentals: Understand the intricacies of financial crime risks and strategies to mitigate them effectively.
- Compliance Program Essentials: Learn the components of compliance frameworks, with real-world insights into their application.
- Practical Risk Mitigation Strategies: Gain expertise in identifying risks, implementing safeguards, and knowing when to terminate business relationships.
- Regulatory Frameworks: Explore regulatory bodies, common regulations, compliance requirements, and the implications of non-compliance.
- Ethics and Conduct: Differentiate between a Code of Ethics and a Code of Conduct and understand their importance in maintaining integrity.
The AML Foundations (ABC) for Funds & Trading course is provided by the AML Certification Centre and is structured to cover the fundamentals of anti-financial crime for professionals working in investment funds, asset management, and trading. It focuses on key AML/CTF principles, regulatory expectations, and risk management practices specific to the funds and trading sectors. Here are some details about the course and its qualifications:
- Learning Method: Online
- Course materials: 10 hours
- Video materials: 3 hours
- Format: Videos, textual materials, diagrams
- Interactive Quizzes: Yes
- Practical Materials: Yes
- Final Exam: 30 questions, 60-minute time limit
- Exam passing threshold: 80%
Upon completing the AML Foundations (ABC) for Funds & Trading course, you will receive a Certificate of Completion from the AML Certification Centre. This certification highlights your mastery of AML/CTF+ basics, your ability to comply with regulatory standards, and your commitment to advancing your career as an Anti-Financial Crime Specialist in the Funds & Trading industry.
Embark on the AML Foundations (ABC) for Funds & Trading course today and take your first step towards becoming a trusted expert in safeguarding the financial world.
- Basic computer and internet skills.
- Knowledge of English at lest B2.
- A desire to understand the principles of anti-money laundering, counter-terrorism financing, countering the financing of terrorism, proliferation financing and other financial crimes.
- A desire to work in the investment funds and trading sector.
- What are Financial Crimes?
- Typology of Financial Crimes
- Consequences and Impacts of Financial Crime
- Understanding of Risk
- What is Financial Crime Risk?
- Risk Management in AML/CTF+ and Financial Crime
- The importance of financial crime risk management
- How FC risk is managed?
- Understanding of Compliance Program
- Foundations of Compliance Programs
- Foundations of KYC
- Foundations of Ongoing Due Diligence
- Sanctions Compliance
- What is Reporting of Suspicious Financial Activities (SAR/STR)?
- Termination of Business Relationship
Understanding of different business sectors
- International Organisations and Frameworks in AML/CTF+
- Who is the Regulator?
- AML/CTF+ difference by country and industry
- Consequences of non-compliance
- Importance of Code of Ethics and Code of Conduct
- Comparison of Code of Ethics and Code of Conduct
- Understanding of Gambling & iGaming sector business and risks
How AML Foundations boosts your career
Follow a structured path from foundation to leadership in financial compliance
25-40% higher chance
of securing job interviews
92% feel more confident
when applying for AML jobs
82% graduates promoted
within 8 months
Alumni in 79+ countries
global network
Trusted by professionals from leading companies
Our courses have been attended by specialists working at companies across various industries, from tech and product teams to digital agencies and startups.
Ready to start your AML career?
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Ready to start your AML career?
Move from operational AML knowledge to specialist-level expertise recognised across regulated sectors.
During your Career Call, we will review:
- Your current professional level
- Roles you can qualify for and the skills required
- Overview of your local regulatory requirements
- Your realistic career pathways and growth scenarios
After Completing the AML Foundations (ABC) for Funds & Trading Course:
- Your chances of landing an AML/Compliance role increase by 37%
- You become eligible for higher-level positions
- You’ll gain deeper, structured AML expertise
- You can present a recognized certification to employers
