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AML Foundations (ABC) for Funds & Trading
CPD-Certified Course - Foundational Knowledge: Dive deep into various financial crimes and predicate offences, building a solid understanding of the core issues.
- Risk Management Expertise: Master the nuances of risk evaluation and discover effective strategies for managing risks.
- Compliance Fundamentals: Learn the key components of compliance, including KYC, CDD, CIP, and more.
- Regulatory Insights: Gain a clear understanding of global and regional AML/CTF+ regulations and the role of regulators.
- Industry-Specific Focus: Explore the unique characteristics of the Funds & Trading sector, including its business dynamics and ML/TF risks.
- Ethics and Conduct: Build a strong foundation in ethical principles and best practices to uphold integrity in the field.
- Practical Skills: Apply AML/CTF+ concepts to real-world scenarios through practical case studies.
- Terminology Mastery: Enhance your fluency in the specialised language of AML/CTF+ professionals.
3 hours of on-demand video 
26 Submodules of reading material 
30 Assignments 
Final Exam 
8.15 CPD Credits 
26 Visual Schemes 
Certificate of Completion 
2 weeks – Recommended Learning Timeline 
Certify your employees with globally recognised AML certification. AML Foundations (ABC) for Funds & Trading is ideal for new hires, frontline staff, and professionals seeking a strong understanding of AML principles in asset management, investment funds, and trading environments. A structured, scalable, and cost-effective way to build essential compliance knowledge and ensure regulatory alignment across financial markets.
The AML Foundations (ABC) for Funds & Trading course is designed to introduce you to the core principles of anti-money laundering, counter-terrorism financing, and other financial crimes (AML/CTF+).
- Comprehensive Overview of Financial Crimes: Examine financial crimes and predicate offences, delving into motivations, techniques, and consequences.
- Risk Management Fundamentals: Understand the intricacies of financial crime risks and strategies to mitigate them effectively.
- Compliance Program Essentials: Learn the components of compliance frameworks, with real-world insights into their application.
- Practical Risk Mitigation Strategies: Gain expertise in identifying risks, implementing safeguards, and knowing when to terminate business relationships.
- Regulatory Frameworks: Explore regulatory bodies, common regulations, compliance requirements, and the implications of non-compliance.
- Ethics and Conduct: Differentiate between a Code of Ethics and a Code of Conduct and understand their importance in maintaining integrity.
The AML Foundations (ABC) for Funds & Trading course is provided by the AML Certification Centre and is structured to cover the fundamentals of anti-financial crime for professionals working in investment funds, asset management, and trading. It focuses on key AML/CTF principles, regulatory expectations, and risk management practices specific to the funds and trading sectors. Here are some details about the course and its qualifications:
- Learning Method: Online
- Course materials: 10 hours
- Video materials: 3 hours
- Format: Videos, textual materials, diagrams
- Interactive Quizzes: Yes
- Practical Materials: Yes
- Final Exam: 30 questions, 60-minute time limit
- Exam passing threshold: 80%
Upon completing the AML Foundations (ABC) for Funds & Trading course, you will receive a Certificate of Completion from the AML Certification Centre. This certification highlights your mastery of AML/CTF+ basics, your ability to comply with regulatory standards, and your commitment to advancing your career as an Anti-Financial Crime Specialist in the Funds & Trading industry.
Embark on the AML Foundations (ABC) for Funds & Trading course today and take your first step towards becoming a trusted expert in safeguarding the financial world.
- Basic computer and internet skills.
- Knowledge of English at lest B2.
- A desire to understand the principles of anti-money laundering, counter-terrorism financing, countering the financing of terrorism, proliferation financing and other financial crimes.
- A desire to work in the investment funds and trading sector.
- What are Financial Crimes?
- Typology of Financial Crimes
- Consequences and Impacts of Financial Crime
- Understanding of Risk
- What is Financial Crime Risk?
- Risk Management in AML/CTF+ and Financial Crime
- The importance of financial crime risk management
- How FC risk is managed?
- Understanding of Compliance Program
- Foundations of Compliance Programs
- Foundations of KYC
- Foundations of Ongoing Due Diligence
- Sanctions Compliance
- What is Reporting of Suspicious Financial Activities (SAR/STR)?
- Termination of Business Relationship
Understanding of different business sectors
- International Organisations and Frameworks in AML/CTF+
- Who is the Regulator?
- AML/CTF+ difference by country and industry
- Consequences of non-compliance
- Importance of Code of Ethics and Code of Conduct
- Comparison of Code of Ethics and Code of Conduct
- Understanding of Gambling & iGaming sector business and risks
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